RATES & QUALIFYING
Financial Planning rates- ASSET BASED & HOURLY
Investment Advisory Fee is based on the Market Value of the Assets Under Management (AUM):
ACCOUNT VALUE ANNUAL FEE (AUM)**
$250,000 - $750,000 1.0% AUM
$750,001 - $1,500,000 0.75% AUM*
$1,500,000+ 0.6% AUM*
*May include Complimentary Annual Personal & Business Tax Preparation (For-Profits Only; limitations & exclusions apply)
**Annual management fee paid monthly via direct debit only in addition to hourly planning fees.
***Financial Planning services are $250/hr for current tax or business clients, and $300/hr for non-clients, with a 40% retainer due for all clients at the signing of the Engagement Letter, and prior to the start of work. Financial Planning engagements require a retainer between $2,000-$5,000.
By working as your trusted Certified Public Accountant as well as your Financial Adviser, you can rest assured that my loyalty resides solely with you. I owe all my clients a fiduciary duty as both a CPA, and as a financial advisor as well. I do not accept commissions for referrals, I do not make money trading your investments, and I only recommend quality professionals. I look forward to getting to know you and your family personally, and helping you plan your financial future. I am currently accepting new Financial Advising clients at my new Naples, Florida location, after July 15, 2017. I looking forward to earning your business!
Financial plans, or aspects of financial plans are based on the financial goals and other information you have provide, regarding your financial assets, cash flows, earning potential, risk tolerance, the predicted inflation rate, rate of return, and other factors. The plan is intended to provide general guidance, and as facts, circumstances, and assumptions inherent in this financial plan change, so will the potential outcomes. Goals and prioritizes may need to be revised accordingly, as actual returns may differ from projected returns, and unforeseen circumstances can adversely affect your stated goals. We may need to engage other professionals, such as attorneys and brokerage firms to help aid in the implementation and monitoring of your financial plan, and we will obtain your prior written consent if and when necessary.